LPL Financial is a leading independent broker-dealer that empowers professionals to shape their success while helping clients pursue their financial goals. The Summer Internship in the Wealth Advisors Group offers a comprehensive learning experience where interns will support financial advisors and work towards passing the Securities Industry Essentials (SIE) exam while contributing to client service processes.
Responsibilities
Shadow financial advisors & the operations team to gain a better understanding of the industry and learn best practices
Attend advice delivery training focused on preparation for initial entry as a financial advisor
Prepare for and work towards passing the Securities Industry Essentials (SIE) exam
Assist with client communication, including scheduling meetings and preparing presentations
Report on industry trends, market conditions, and financial regulations to support the team
Participate in team meetings and contribute ideas for improving client service processes
Support the completion of key IFS projects and initiatives
Support the IFS team by participating in client outreach campaigns
Provide general administrative support to the Financial Advisors and support professionals
Qualification
Required
Currently enrolled in an Undergraduate degree program with an expected graduation date of December 2026 or May 2027
3.0 GPA Minimum
Offer is contingent upon successful background screening and agreement to be local to the Tempe office- Selected candidates will operate out of the office working on a hybrid schedule
Organization and strong communication skills (verbal and written)
Proficiency with Microsoft Office products (Excel, Word, PowerPoint, and Outlook) and Salesforce (CRM)
Goal-oriented mindset with an eagerness to learn
Preferred
Benefits and Total Rewards: Our Total Rewards package goes beyond just compensation and insurance. It includes a mix of traditional and unique benefits, perks, and resources designed to enhance your life both at work and at home.
LPL Financial provides investment solutions and tools for independent financial advisors.
